Rule 205 3

SEC Raises Qualified Client Thresholds to $1.4M and $2.7M: What Changes June 29, 2026

TL;DR: On April 28, 2026, the SEC issued Release No. IA-6961 , raising the dollar thresholds for "qualified client" status under Rule 205-3 of the Investment Advisers Act of 1940. Effective June 29,...