Angel Investors Network

    Regulatory & Compliance

    SEC regulations, FINRA compliance, and securities law updates that impact angel investors, fund managers, and capital raisers. Reg D, Reg A+, Reg CF, and accredited investor rules explained.

    Editorial illustration for SEC Enforcement Manual 2026: Wells Notice Timeline Doubled - Regulatory & Compliance insights
    Regulatory & Compliance

    SEC Enforcement Manual 2026: Wells Notice Timeline Doubled

    James Wright··21 min read
    Editorial illustration for T+1 Settlement Standard US Equity Markets 2026 - Regulatory & Compliance insights
    Regulatory & Compliance

    T+1 Settlement Standard US Equity Markets 2026

    James Wright··10 min read
    Editorial illustration for India NFRA Audit Regulation: De-Risk Emerging Markets Now - Regulatory & Compliance insights
    Regulatory & Compliance

    India NFRA Audit Regulation: De-Risk Emerging Markets Now

    James Wright··14 min read
    Editorial illustration for Accredited Investor Net Worth Requirements 2026 - regulatory-compliance insights
    Regulatory & Compliance

    Accredited Investor Net Worth Requirements 2026

    James Wright··20 min read
    Editorial illustration for FINRA Day Trading Rule: Risk-Based Margin Framework 2026 - Regulatory & Compliance insights
    Regulatory & Compliance

    FINRA Day Trading Rule: Risk-Based Margin Framework 2026

    James Wright··15 min read
    Editorial illustration for DOJ's March 10 Corporate Enforcement Policy: Why Voluntary Self-Disclosure Just Became a Cost-Bene
    Regulatory & Compliance

    DOJ's March 10 Corporate Enforcement Policy: Why Voluntary Self-Disclosure Just Became a Cost-Benefit Calculation for Private Equity Portfolio Companies

    James Wright··14 min read
    Editorial illustration for FINRA's $300 Gift Limit Approval: How Broker Incentive Deregulation Opens New LP Sourcing Channels
    Regulatory & Compliance

    FINRA's $300 Gift Limit Approval: How Broker Incentive Deregulation Opens New LP Sourcing Channels

    Jeff Barnes··17 min read
    Denver Angels Founder Alleges $8M Theft Scheme — What It Means for Angel Group Governance
    Regulatory & Compliance

    Denver Angels Founder Alleges $8M Theft Scheme — What It Means for Angel Group Governance

    Jeff Barnes··6 min read
    Editorial illustration for India's New Income Tax Rules 2026: Why Foreign Capital Is About to Get Cheaper Access to India's S
    Regulatory & Compliance

    India's New Income Tax Rules 2026: Why Foreign Capital Is About to Get Cheaper Access to India's Startup Ecosystem

    Jeff Barnes··10 min read
    Editorial illustration for CFTC's March 20 Crypto Collateral FAQs: The Compliance Playbook for Derivatives Funds Using Digita
    Regulatory & Compliance

    CFTC's March 20 Crypto Collateral FAQs: The Compliance Playbook for Derivatives Funds Using Digital Assets

    Jeff Barnes··13 min read
    Reg D vs Reg A+ vs Reg CF: Which Securities Exemption Should You Use?
    Regulatory & Compliance

    Reg D vs Reg A+ vs Reg CF: Which Securities Exemption Should You Use?

    AIN Editorial Team··7 min read
    Editorial illustration for FINRA Raises Gift Limits and SEC Revises Enforcement Manual—What Accredited Investors Need to Know
    Regulatory & Compliance

    FINRA Raises Gift Limits and SEC Revises Enforcement Manual—What Accredited Investors Need to Know About Wells Process Changes

    Jeff Barnes··11 min read