Angel Investors Network

    Regulatory & Compliance

    SEC regulations, FINRA compliance, and securities law updates that impact angel investors, fund managers, and capital raisers. Reg D, Reg A+, Reg CF, and accredited investor rules explained.

    506(b) vs 506(c): The Two Reg D Exemptions Every Accredited Investor Needs to Know
    Regulatory & Compliance

    506(b) vs 506(c): The Two Reg D Exemptions Every Accredited Investor Needs to Know

    Jeff Barnes, MBA··11 min read
    Blue Sky Laws: What Accredited Investors Must Know Before Every Private Deal
    Regulatory & Compliance

    Blue Sky Laws: What Accredited Investors Must Know Before Every Private Deal

    Jeff Barnes, MBA··9 min read
    Qualified Investor vs. Qualified Purchaser: The $5M Line That Separates Good Funds From Elite Ones
    Regulatory & Compliance

    Qualified Investor vs. Qualified Purchaser: The $5M Line That Separates Good Funds From Elite Ones

    Jeff Barnes, MBA··11 min read
    The Delaware C-Corp Myth: Why 95% of Founders Don't Need One (And the 5% Who Absolutely Do)
    Regulatory & Compliance

    The Delaware C-Corp Myth: Why 95% of Founders Don't Need One (And the 5% Who Absolutely Do)

    Jeff Barnes, MBA··8 min read
    Form ADV: The Free Document That Exposes Everything Your Financial Advisor Hides
    Regulatory & Compliance

    Form ADV: The Free Document That Exposes Everything Your Financial Advisor Hides

    Jeff Barnes, MBA··11 min read
    The 2025 Accredited Investor Rule Changes Most Advisors Haven't Told You About
    Regulatory & Compliance

    The 2025 Accredited Investor Rule Changes Most Advisors Haven't Told You About

    Jeff Barnes, MBA··10 min read
    Regulatory & Compliance insights
    Regulatory & Compliance

    Hantavirus Isn’t COVID 2.0 — But It Is a Stress Test for Everything We Claimed We Fixed

    Jeff Barnes, MBA··10 min read
    Editorial illustration for How to Start a Corporate Venture Capital Fund: SEC Compliance - regulatory-compliance insights
    Regulatory & Compliance

    How to Start a Corporate Venture Capital Fund: SEC Compliance

    James Wright··11 min read
    Editorial illustration for FINRA Rule 3290: What BD Compliance Changes Mean for Funds - Regulatory & Compliance insights
    Regulatory & Compliance

    FINRA Rule 3290: What BD Compliance Changes Mean for Funds

    James Wright··12 min read
    Editorial illustration for SEC Onchain Markets: Atkins Signals Regulatory Shift - Market Analysis insights
    Regulatory & Compliance

    SEC Onchain Markets: Atkins Signals Regulatory Shift

    Marcus Cole··10 min read
    Editorial illustration for SEC Eliminates PDT Rule: $25K Minimum Removal 2026 - Regulatory & Compliance insights
    Regulatory & Compliance

    SEC Eliminates PDT Rule: $25K Minimum Removal 2026

    James Wright··9 min read
    Editorial illustration for Pattern Day Trader Rule Elimination June 2026 - Regulatory & Compliance insights
    Regulatory & Compliance

    Pattern Day Trader Rule Elimination June 2026

    James Wright··10 min read