Angel Investors Network

    Regulatory & Compliance

    SEC regulations, FINRA compliance, and securities law updates that impact angel investors, fund managers, and capital raisers. Reg D, Reg A+, Reg CF, and accredited investor rules explained.

    Editorial illustration for DOJ's March 10 Corporate Enforcement Policy: Why Voluntary Self-Disclosure Just Became a Cost-Bene
    Regulatory & Compliance

    DOJ's March 10 Corporate Enforcement Policy: Why Voluntary Self-Disclosure Just Became a Cost-Benefit Calculation for Private Equity Portfolio Companies

    James Wright··14 min read
    Editorial illustration for FINRA's $300 Gift Limit Approval: How Broker Incentive Deregulation Opens New LP Sourcing Channels
    Regulatory & Compliance

    FINRA's $300 Gift Limit Approval: How Broker Incentive Deregulation Opens New LP Sourcing Channels

    Jeff Barnes··17 min read
    Denver Angels Founder Alleges $8M Theft Scheme — What It Means for Angel Group Governance
    Regulatory & Compliance

    Denver Angels Founder Alleges $8M Theft Scheme — What It Means for Angel Group Governance

    Jeff Barnes··6 min read
    Editorial illustration for India's New Income Tax Rules 2026: Why Foreign Capital Is About to Get Cheaper Access to India's S
    Regulatory & Compliance

    India's New Income Tax Rules 2026: Why Foreign Capital Is About to Get Cheaper Access to India's Startup Ecosystem

    Jeff Barnes··10 min read
    Editorial illustration for CFTC's March 20 Crypto Collateral FAQs: The Compliance Playbook for Derivatives Funds Using Digita
    Regulatory & Compliance

    CFTC's March 20 Crypto Collateral FAQs: The Compliance Playbook for Derivatives Funds Using Digital Assets

    Jeff Barnes··13 min read
    Reg D vs Reg A+ vs Reg CF: Which Securities Exemption Should You Use?
    Regulatory & Compliance

    Reg D vs Reg A+ vs Reg CF: Which Securities Exemption Should You Use?

    AIN Editorial Team··7 min read
    Editorial illustration for FINRA Raises Gift Limits and SEC Revises Enforcement Manual—What Accredited Investors Need to Know
    Regulatory & Compliance

    FINRA Raises Gift Limits and SEC Revises Enforcement Manual—What Accredited Investors Need to Know About Wells Process Changes

    Jeff Barnes··11 min read
    Regulatory & Compliance investment insights — SEC Enforcement Manual Overhaul 2026: Four-Week Wells Deadlines Now Favor Well-
    Regulatory & Compliance

    SEC Enforcement Manual Overhaul 2026: Four-Week Wells Deadlines Now Favor Well-Capitalized Defendants—What It Means for Your Fund's Compliance

    Jeff Barnes··9 min read
    Regulatory & Compliance investment insights — SEC and FINRA Enforcement Priorities 2026: What Broker-Dealers and Private Capi
    Regulatory & Compliance

    SEC and FINRA Enforcement Priorities 2026: What Broker-Dealers and Private Capital Markets Need to Know

    Jeff Barnes··11 min read
    Investment investment insights — SEC Proposes New Reg D Rules: Everything You Need to Know
    Regulatory & Compliance

    SEC Proposes New Reg D Rules: Everything You Need to Know

    David Chen··4 min read
    Regulatory & Compliance investment insights — How SEC Form D Filings Reveal Which Emerging Managers Are Actually Closing Deal
    Regulatory & Compliance

    How SEC Form D Filings Reveal Which Emerging Managers Are Actually Closing Deals in 2026

    Jeff Barnes··7 min read
    Investment investment insights — Regulatory Arbitrage in Reg CF: How Crowdfunding Portals Are Pushing Boundaries
    Regulatory & Compliance

    Regulatory Arbitrage in Reg CF: How Crowdfunding Portals Are Pushing Boundaries

    AIN Editorial Team··7 min read