Angel Investors Network

    Regulatory & Compliance

    SEC regulations, FINRA compliance, and securities law updates that impact angel investors, fund managers, and capital raisers. Reg D, Reg A+, Reg CF, and accredited investor rules explained.

    The SEC's New Risk Alert Just Told You What Examiners Are Writing Down About Your Fee Disclosures
    Regulatory & Compliance

    The SEC's New Risk Alert Just Told You What Examiners Are Writing Down About Your Fee Disclosures

    Jeff Barnes, MBA··10 min read
    What Is a Registered Investment Advisor (RIA), and How Do RIAs Access Alternative Investments?
    Regulatory & Compliance

    What Is a Registered Investment Advisor (RIA), and How Do RIAs Access Alternative Investments?

    Jeff Barnes, MBA··10 min read
    Bad Actor Disqualification Under Rule 506: What Every LP Should Check Before Wiring Capital
    Regulatory & Compliance

    Bad Actor Disqualification Under Rule 506: What Every LP Should Check Before Wiring Capital

    Jeff Barnes, MBA··13 min read
    How to Read a Private Fund Subscription Agreement Before You Sign
    Regulatory & Compliance

    How to Read a Private Fund Subscription Agreement Before You Sign

    Jeff Barnes, MBA··9 min read
    What Happens When an LP Can't Meet a Capital Call: The Remedies Ladder, Consequences, and What to Do Before You Miss
    Regulatory & Compliance

    What Happens When an LP Can't Meet a Capital Call: The Remedies Ladder, Consequences, and What to Do Before You Miss

    Jeff Barnes, MBA··11 min read
    What This Week's SEC Form D Filings Reveal About Where Private Capital Is Flowing
    Regulatory & Compliance

    What This Week's SEC Form D Filings Reveal About Where Private Capital Is Flowing

    Jeff Barnes, MBA··10 min read
    The Compliance Signal That Separates Serious GPs From Pitch-Deck Tourists
    Regulatory & Compliance

    The Compliance Signal That Separates Serious GPs From Pitch-Deck Tourists

    Jeff Barnes, MBA··8 min read
    The 3(c)(7) Exemption: What Qualified Purchaser Status Actually Means for Private Fund Investors
    Regulatory & Compliance

    The 3(c)(7) Exemption: What Qualified Purchaser Status Actually Means for Private Fund Investors

    Jeff Barnes, MBA··7 min read
    Rule 506(c) Just Got Clearer for Tokenized Securities: What the July 2026 SEC Guidance Means
    Regulatory & Compliance

    Rule 506(c) Just Got Clearer for Tokenized Securities: What the July 2026 SEC Guidance Means

    Jeff Barnes, MBA··9 min read
    SEC Proposes Scrapping Reg NMS Rule 611 — What It Means for Tokenized Stocks on DeFi
    Regulatory & Compliance

    SEC Proposes Scrapping Reg NMS Rule 611 — What It Means for Tokenized Stocks on DeFi

    Jeff Barnes, MBA··9 min read
    Carried Interest Taxation 2026: What Congress Is Threatening and What It Costs PE Funds
    Regulatory & Compliance

    Carried Interest Taxation 2026: What Congress Is Threatening and What It Costs PE Funds

    Jeff Barnes, MBA··9 min read
    SEC's First Rule 18f-4 Enforcement: What Every ETF Investor Needs to Know
    Regulatory & Compliance

    SEC's First Rule 18f-4 Enforcement: What Every ETF Investor Needs to Know

    Jeff Barnes, MBA··6 min read